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Plato and Platonism, a non-fiction book by Walter Pater |
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Chapter 7. The Doctrine Of Plato: The Theory Of Ideas |
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_ PLATONISM is not a formal theory or body of theories, but a tendency, a group of tendencies--a tendency to think or feel, and to speak, about certain things in a particular way, discernible in Plato's dialogues as reflecting the peculiarities, the marked peculiarities, of himself and his own mental complexion. Those tendencies combine and find their complete expression in what Plato's commentators, rather than Plato, have called the "theory of ideas," itself indeed not so much a doctrine or theory, as a way of regarding and speaking of general terms, such as Useful or Just; of abstract notions, like Equality; of ideals, such as Beauty, or The Perfect City; of all those terms or notions, in short, which represent under general forms the particular presentations of our individual experience; or, to use Plato's own frequent expression, borrowed [151] from his old Eleatic teachers, which reduce "the Many to the One." What the nature of such representative terms and notions, genus and species, class-word, and abstract idea or ideal, may be; what their relationship to the individual, the unit, the particulars which they include; is, as we know, one of the constant problems of logic. Realism, which supposes the abstraction, Animal for instance, or The Just, to be not a mere name, nomen, as with the nominalists, nor a mere subjective thought as with the conceptualists, but to be res, a thing in itself, independent of the particular instances which come into and pass out of it, as also of the particular mind which entertains it:-- that is one of the fixed and formal answers to this question; and Plato is the father of all realists. Realism, as such, in the sense just indicated, is not in itself a very difficult or transcendental theory; but rises, again and again, at least in a particular class of minds, quite naturally, as the answer to a natural question. Taking our own stand as to this matter somewhere between the realist and the conceptualist:--See! we might say, there is a general consciousness, a permanent common sense, independent indeed of each one of us, but with which we are, each one of us, in communication. It is in that, those common or general ideas really reside. And we might add just here (giving his due to the nominalist also) that those abstract or common [152] notions come to the individual mind through language, through common or general names, Animal, Justice, Equality, into which one's individual experience, little by little, drop by drop, conveys their full meaning or content; and, by the instrumentality of such terms and notions, thus locating the particular in the general, mediating between general and particular, between our individual experience and the common experience of our kind, we come to understand each other, and to assist each other's thoughts, as in a common mental atmosphere, "an intellectual world," as Plato calls it, a true noetos topos +. So much for the modern view; for what common sense might now suggest as to the nature of logical "universals." Plato's realism however--what is called "The Theory of Ideas"--his way of regarding abstract term and general notion, what Plato has to say about "the Many and the One," is often very difficult; though of various degrees of difficulty, it must be observed, to various minds. From the simple and easily intelligible sort of realism attributed by Aristotle to Socrates, seeking in "universal definitions," or ideas, only a serviceable instrument for the distinguishing of what is essential from what is unessential in the actual things about him, Plato passes by successive stages, which we should try to keep distinct as we read him, to what may be rightly called a "transcendental," what to many minds has [153] seemed a fantastic and unintelligible habit of thought, regarding those abstractions, which indeed seem to become for him not merely substantial things-in-themselves, but little short of living persons, to be known as persons are made known to each other, by a system of affinities, on the old Eleatic rule, homoion homoio +, like to like--these persons constituting together that common, eternal, intellectual world, a sort of divine family or hierarchy, with which the mind of the individual, so far as it is reasonable, or really knows, is in communion or correspondence. And here certainly is a theory, a tendency to think or feel, and to speak, about which the difficulties are many. Yet as happens always with the metaphysical questions, or answers, which from age to age preoccupy acuter minds, those difficulties about the Many and the One actually had their attractiveness for some in the days of Plato.--
Plato's peculiar view of the matter, then, passes with him into a phase of poetic thought; as indeed all that Plato's genius touched came in contact with poetry. Of course we are not naturally formed to love, or be interested in, or attracted towards, the abstract as such; to notions, we might think, carefully deprived of all the incident, the colour and variety, which fits things--this or that--to the constitution and natural habit of our minds, fits them for attachment to what we really are. We cannot love or live upon genus and species, accident or substance, but for our minds, as for our bodies, need an orchard or a garden, with fruit and roses. Take a seed from the garden. What interest it has for us all lies in our sense of potential differentiation to come: the leaves, leaf upon leaf, the flowers, a thousand new seeds in turn. It is so with animal seed; and with humanity, individually, or as a whole, its expansion into a detailed, ever-changing, parti-coloured history of particular facts and persons. Abstraction, the introduction of general ideas, seems to close it up again; to reduce flower and fruit, odour and savour, back again into the dry and worthless seed. We might as well be colour-blind at once, and there [156] is not a proper name left! We may contrast generally the mental world we actually live in, where classification, the reduction of all things to common types, has come so far, and where the particular, to a great extent, is known only as the member of a class, with that other world, on the other side of the generalising movement to which Plato and his master so largely contributed--a world we might describe as being under Homeric conditions, such as we picture to ourselves with regret, for which experience was intuition, and life a continuous surprise, and every object unique, where all knowledge was still of the concrete and the particular, face to face delightfully. To that gaudy tangle of what gardens, after all, are meant to produce, in the decay of time, as we may think at first sight, the systematic, logical gardener put his meddlesome hand, and straightway all ran to seed; to genus and species and differentia, into formal classes, under general notions, and with--yes! with written labels fluttering on the stalks, instead of blossoms--a botanic or "physic" garden, as they used to say, instead of our flower-garden and orchard. And yet (it must be confessed on the other hand) what we actually see, see and hear, is more interesting than ever; the nineteenth century as compared with the first, with Plato's days or Homer's; the faces, the persons behind those masks which yet express so much, the flowers, or whatever it may happen to be they carry or [157] touch. The concrete, and that even as a visible thing, has gained immeasurably in richness and compass, in fineness, and interest towards us, by the process, of which those acts of generalisation, of reduction to class and generic type, have certainly been a part. And holding still to the concrete, the particular, to the visible or sensuous, if you will, last as first, thinking of that as essentially the one vital and lively thing, really worth our while in a short life, we may recognise sincerely what generalisation and abstraction have done or may do, are defensible as doing, just for that--for the particular gem or flower--what its proper service is to a mind in search, precisely, of a concrete and intuitive knowledge such as that. Think, for a moment, of the difference, as regards mental attitude, between the naturalist who deals with things through ideas, and the layman (so to call him) in picking up a shell on the sea-shore; what it is that the subsumption of the individual into the species, its subsequent alliance to and co-ordination with other species, really does for the furnishing of the mind of the former. The layman, though we need not suppose him inattentive, or unapt to retain impressions, is in fact still but a child; and the shell, its colours and convolution, no more than a dainty, very easily destructible toy to him. Let him become a schoolboy about it, so to speak. The toy he puts aside; his mind is [158] drilled perforce, to learn about it; and thereby is exercised, he may think, with everything except just the thing itself, as he cares for it; with other shells, with some general laws of life, and for a while it might seem that, turning away his eyes from the "vanity" of the particular, he has been made to sacrifice the concrete, the real and living product of nature, to a mere dry and abstract product of the mind. But when he comes out of school, and on the sea- shore again finds a fellow to his toy, perhaps a finer specimen of it, he may see what the service of that converse with the general has really been towards the concrete, towards what he sees--in regard to the particular thing he actually sees. By its juxtaposition and co- ordination with what is ever more and more not it, by the contrast of its very imperfection, at this point or that, with its own proper and perfect type, this concrete and particular thing has, in fact, been enriched by the whole colour and expression of the whole circumjacent world, concentrated upon, or as it were at focus in, it. By a kind of short-hand now, and as if in a single moment of vision, all that, which only a long experience, moving patiently from part to part, could exhaust, its manifold alliance with the entire world of nature, is legible upon it, as it lies there in one's hand. So it is with the shell, the gem, with a glance of the eye; so it may be with the moral act, [159] with a condition of the mind, or a feeling. You may draw, by use of this coinage (it is Hobbes's figure) this coinage of representative words and thoughts, at your pleasure, upon the accumulative capital of the whole experience of humanity. Generalisation, whatever Platonists, or Plato himself at mistaken moments, may have to say about it, is a method, not of obliterating the concrete phenomenon, but of enriching it, with the joint perspective, the significance, the expressiveness, of all other things beside. What broad-cast light he enjoys!--that scholar, confronted with the sea- shell, for instance, or with some enigma of heredity in himself or another, with some condition of a particular soul, in circumstances which may never precisely so occur again; in the contemplation of that single phenomenon, or object, or situation. He not only sees, but understands (thereby only seeing the more) and will, therefore, also remember. The significance of the particular object he will retain, by use of his intellectual apparatus of notion and general law, as, to use Plato's own figure, fluid matter may be retained in vessels, not indeed of unbaked clay, but of alabaster or bronze. So much by way of apology for general ideas--abstruse, or intangible, or dry and seedy and wooden, as we may sometimes think them. "Two things," says Aristotle, "might rightly be attributed to Socrates: inductive reasoning, [160] and universal definitions." Now when Aristotle says this of Socrates, he is recording the institution of a method, which might be applied in the way just indicated, to natural objects, to such a substance as carbon, or to such natural processes as heat or motion; but which, by Socrates himself, as by Plato after him, was applied almost exclusively to moral phenomena, to the generalisation of aesthetic, political, ethical ideas, of the laws of operation (for the essence of every true conception, or definition, or idea, is a law of operation) of the feelings and the will. To get a notion, a definition, or idea, of motion, for example, which shall not exclude the subtler forms of it, heat for instance--to get a notion of carbon, which shall include not common charcoal only, but the diamond, a thing superficially so unlike it, and which shall also exclude, perhaps, some other substance, superficially almost indistinguishable from it: such is the business of physical science, in obedience to rules, outlined by Bacon in the first book of the Novum Organum, for securing those acts of "inclusion" and "exclusion," inclusiones, exclusiones, naturae, debitae, as he says, "which the nature of things requires," if our thoughts are not to misrepresent them. It was a parallel process, a process of inclusion, that one's resultant idea should be adequate, of rejection or exclusion, that this idea should be not redundant, which Socrates applied [161] to practice; exercising, as we see in the Platonic Dialogues, the two opposed functions of synagoge and diairesis,+ for the formation of just ideas of Temperance, Wisdom, Bravery, Justice itself--a classification of the phenomena of the entire world of feeling and action. Ideas, if they fulfil their proper purpose, represent to the mind such phenomena, for its convenience, but may easily also misrepresent them. In the transition from the particulars to the general, and again in the transition from the general idea, the mental word, to the spoken or written word, to what we call the definition, a door lies open, both for the adulteration and the diminution of the proper content, of our conception, our definition. The first growth of the Platonic "ideas," as we see it in Socrates, according to the report of Aristotle, provided against this twofold misrepresentation. Its aim is to secure, in the terms of our discourse with others and with ourselves, precise equivalence to what they denote. It was a "mission" to go about Athens and challenge people to guard the inlets of error, in the passage from facts to their thoughts about them, in the passage from thoughts to words. It was an intellectual gymnastic, to test, more exactly than they were in the habit of doing, the equivalence of words they used so constantly as Just, Brave, Beautiful, to the thoughts they had; of those thoughts to the facts of experience, which it was the business of those [162] thoughts precisely to represent; to clear the mental air; to arrange the littered work-chamber of the mind. In many of Plato's Dialogues we see no more than the ordered reflex of this process, informal as it was in the actual practice of Socrates. Out of the accidents of a conversation, as from the confused currents of life and action, the typical forms of the vices and virtues emerge in definite outline. The first contention of The Republic, for instance, is to establish in regard to the nature of Justice, terms as exactly conterminous with thoughts, thoughts as exactly conterminous with moral facts, as the notion of carbon is for the naturalist, when it has come to include both charcoal and the diamond, on the basis of the essential law of their operation as experience reveals it. Show us, not merely accidental truths about it; but, by the doing of what (Ti poiousa)+ in the very soul of its possessor, itself by itself, Justice is a good, and Injustice a bad thing. That illustrates exactly what is meant by "an idea," the force of "knowledge through ideas," in the particular instance of Justice. It will include perhaps, on the one hand, forms of Justice so remote from the Justice of our everyday experience as to seem inversions of it; it will clearly exclude, on the other hand, acts and thoughts, not it, yet, phenomenally, so like it, as to deceive the very gods; and its area will be expanded sufficiently to include, not the individual [163] only, but the state. And you, the philosophic student, were to do that, not for one virtue only, but for Piety, and Beauty, and the State itself, and Knowledge, and Opinion, and the Good. Nay, you might go on and do the same thing for the physical, when you came to the end of the moral, world, were life long enough, and if you had the humour for it:--for Motion, Number, Colour, Sound. That, then, was the first growth of the Platonic ideas, as derived immediately from Socrates, whose formal contribution to philosophy had been "universal definitions," developed "inductively," by the twofold method of "inclusion" and "exclusion." Aristotle adds, however, that Socrates had stopped at the point here indicated: he had not gone on, like some others, to make those universal notions or definitions "separable"--separable, that is to say, from the particular and concrete instances, from which he had gathered them. Separable: choristos + (famous word!) that is precisely what general notions become in what is specially called "the Platonic Theory of Ideas." The "Ideas" of Plato are, in truth, neither more nor less than those universal definitions, those universal conceptions, as they look, as they could not but look, amid the peculiar lights and shadows, in the singularly constituted atmosphere, under the strange laws of refraction, and in the proper perspective, of Plato's house of thought. By its peculiarities, subsequent thought--philosophic, [164] poetic, theological--has been greatly influenced; by the intense subjectivities, the accidents, so to speak, of Plato's genius, of Plato himself; the ways constitutional with him, the magic or trick of his personality, in regarding the intellectual material he was occupied with--by Plato's psychology. And it is characteristic of him, again, that those peculiarities of his mental attitude are evidenced informally; by a tendency, as we said, by the mere general tone in which he speaks of Beauty, for instance, "as it really is," of all that "really is," under its various forms; a manner of speaking, not explicit, but veiled, in various degrees, under figures, as at the end of the sixth book of The Republic, or under mythological fantasies, like those of the Phaedrus. He seems to have no inclination for the responsibilities of definite theory; for a system such as that of the Neo-Platonists for instance, his own later followers, who, in a kind of prosaic and cold-blooded transcendentalism, developed as definite philosophic dogma, hard enough in more senses than one, what in Plato is to the last rather poetry than metaphysical reasoning--the irrepressible because almost unconscious poetry, which never deserts him, even when treating of what is neither more nor less than a chapter in the rudiments of logic. The peculiar development of the Socratic realism by Plato can then only be understood [165] by a consideration of the peculiarities of Plato's genius; how it reacted upon those abstractions; what they came to seem in its peculiar atmosphere. The Platonic doctrine of "Ideas," as was said, is not so much a doctrine, as a way of speaking or feeling about certain elements of the mind; and this temper, this peculiar way of feeling, of speaking, which for most of us will have many difficulties, is not uniformly noticeable in Plato's Dialogues, but is to be found more especially in the Phaedo, the Symposium, and in certain books of The Republic, above all in the Phaedrus. Here is a famous passage from it:--
For Plato, then, not by way of formal theory, we must remember, but by a turn of thought and speech (while he speaks of them, in fact) the Socratic "universals," the notions of Justice and the like, are become, first, things in themselves--the real things; and secondly, persons, to be known as persons must be; and to be loved, for the perfections, the visible perfections, we might say--intellectually visible--of [167] their being. "It looks upon Justice itself; it looks upon Temperance; upon Knowledge." Hitherto, in the Socratic disputations, the ideas had been creations, serviceable creations, of men's thought, of our reason. With Plato, they are the creators of our reason--those treasures of experience, stacked and stored, which, to each one of us, come as by inheritance, or with no proportionate effort on our part, to direct, to enlarge and rationalise, from the first use of language by us, our manner of taking things. For Plato, they are no longer, as with Socrates, the instruments by which we tabulate and classify and record our experience--mere "marks" of the real things of experience, of what is essential in this or that, and common to every particular that goes by a certain common name; but are themselves rather the proper objects of all true knowledge, and a passage from all merely relative experience to the "absolute." In proportion as they lend themselves to the individual, in his effort to think, they create reason in him; they reproduce the eternal reason for him. For Socrates, as Aristotle understands him, they were still in service to, and valid only in and by, the experience they recorded, with no locus standi beyond. For Plato, for Platonists, they are become--Justice and Beauty, and the perfect State, or again Equality (that which we must bring with us, if we are to apprehend sensible [168] instances thereof, but which no two equal things here, two coins, ever really attain) nay, Couch, or Tree, every general thought, or name of a thing, whatever--separate (choristos)+ separable from, as being essentially independent of, the individual mind which conceives them; as also of the particular temporary instances which come under them, come and go, while they remain for ever--those eternal "forms," of Tree, Equality, Justice, and so forth. That, then, is the first stage, or plane, of Platonic transcendentalism. Our common ideas, without which, in fact, we none of us could think at all, are not the consequence, not the products, but the cause of our reason in us: we did not make them; but they make us what we are, as reasonable beings. The eternal Being, of Parmenides, one and indivisible, has been diffused, divided, resolved, refracted, differentiated, into the eternal Ideas, a multiple, numerous, stellar world, so to call it--abstract light into stars: Justice, Temperance as it is, Bravery as it is. Permanence, independency, indefectible identity with itself--all those qualities which Parmenides supposed in the one and indivisible reality--belong to every one of those ideas severally. It was like a recrudescence of polytheism in that abstract world; a return of the many gods of Homer, veiled now as abstract notions, Love, [169] Fear, Confidence, and the like; and as such, the modern anthropologist, our student of the natural history of man, would rank the Platonic theory as but a form of what he calls "animism." Animism, that tendency to locate the movements of a soul like our own in every object, almost in every circumstance, which impresses one with a sense of power, is a condition of mind, of which the simplest illustration is primitive man adoring, as a divine being endowed with will, the meteoric stone that came rushing from the sky. That condition "survives" however, in the negro, who thinks the discharging gun a living creature; as it survives also, more subtly, in the culture of Wordsworth and Shelley, for whom clouds and peaks are kindred spirits; in the pantheism of Goethe; and in Schelling, who formulates that pantheism as a philosophic, a Platonic, theory. Such "animistic" instinct was, certainly, a natural element in Plato's mental constitution,--the instinctive effort to find anima, the conditions of personality, in whatever pre-occupied his mind, a mind, be it remembered, of which the various functions, as we reckon them, imagination, reason, intuition, were still by no means clearly analysed and differentiated from each other, but participated, all alike and all together, in every single act of mind. And here is the second stage of the Platonic idealism, the second grade of Plato's departure [170] from the simpler realism of his master, as noted by Aristotle, towards that "intelligible world," opposed by him so constantly to the visible world, into which many find it so hard to follow him at all, and in which the "ideas" become veritable persons. To speak, to think, to feel, about abstract ideas as if they were living persons; that, is the second stage of Plato's speculative ascent. With the lover, who had graduated, was become a master, in the school of love, but had turned now to the love of intellectual and strictly invisible things, it was as if the faculty of physical vision, of the bodily eye, were still at work at the very centre of intellectual abstraction. Abstract ideas themselves became animated, living persons, almost corporeal, as if with hands and eyes. And it is, as a consequence, but partly also as a secondary reinforcing cause, of this mental condition, that the idea of Beauty becomes for Plato the central idea; the permanently typical instance of what an idea means; of its relation to particular things, and to the action of our thoughts upon them. It was to the lover dealing with physical beauty, a thing seen, yet unseen--seen by all, in some sense, and yet, truly, by one and not by another, as if through some capricious, personal self- discovery, by some law of affinity between the seer and what is seen, the knowing and the known--that the nature and function of an idea, as such, would come home most clearly. [170] And then, while visible beauty is the clearest, the most certain thing, in the world (lovers will always tell you so) real with the reality of something hot or cold in one's hand, it also comes nearest of all things, so Plato assures us, to its eternal pattern or prototype. For some reason, the eternal idea of beauty had left visible copies of itself, shadows, antitypes, out of all proportion, in their truthfulness and adequacy, to any copy, left here with us, of Justice, for instance, or Equality, or the Perfect State. The typical instance of an abstract idea, yet pre- occupying the mind with all the colour and circumstance of the relationship of person to person, the idea of Beauty, conveyed into the entire theory of ideas, the associations which belong properly to such relationships only. A certain measure of caprice, of capricious preference or repulsion, would thus be naturally incidental to the commerce of men's minds with what really is, with the world in which things really are, only so far as they are truly known. "Philosophers are lovers of truth and of that which is--impassioned lovers": Tou ontos te kai aletheias erastas tous philosophous.+ They are the cornerstone, as readers of The Republic know, of the ideal state--those impassioned lovers, erastas,+ of that which really is, and in comparison wherewith, office, wealth, honour, the love of which has rent Athens, the world, to pieces, will be of no more than secondary importance. [172] He is in truth, in the power, in the hands, of another, of another will--this lover of the Ideas--attracted, corrected, guided, rewarded, satiated, in a long discipline, that "ascent of the soul into the intelligible world," of which the ways of earthly love (ta erotika)+ are a true parallel. His enthusiasm of knowledge is literally an enthusiasm: has about it that character of possession of one person by another, by which those "animistic" old Greeks explained natural madness. That philosophic enthusiasm, that impassioned desire for true knowledge, is a kind of madness (mania)+ the madness to which some have declared great wit, all great gifts, to be always allied--the fourth species of mania, as Plato himself explains in the Phaedrus. To natural madness, to poetry and the other gifts allied to it, to prophecy like that of the Delphic pythoness, he has to add, fourthly, the "enthusiasm of the ideas."
Let memory be indulged thus far; for whose sake, in regret for what was then, I have now spoken somewhat at length. As regards Beauty, as I said, it both shone out, in its true being, among those other eternal forms; and when we came down hither we apprehended it through the clearest of all our bodily senses, gleaming with utmost brightness. For sight comes to us keenest of all our bodily senses, though Wisdom is not seen by it. Marvellous loves, in truth, would that (namely, Wisdom) have afforded, had it presented any manifest image of itself, such as that of Beauty, had it reached our bodily vision--that, and all those other amiable forms. But now Beauty alone has had this fortune; so that it is the clearest, the most certain, of all things; and the most lovable. Phaedrus, 249.+
NOTES 152. +Transliteration: noetos topos. Pater's translation: "intellectual world." Plato, Republic 508b and 517b. 153. +Transliteration: homoion homoio. Pater's translation: "like to like." Variants of the phrase occur in many of Plato's dialogues; see, for example, Parmenides 132d. 153. +Transliteration: hypo logon. Pater's translation: "under the influence of . . . thought and language." Plato, Philebus 15d. 153. +Transliteration: kinei. Pater's translation: "sets in motion." Plato, Philebus 15e. 154. +Transliteration: logos. Pater's contextual translation: "definition." Plato, Philebus 15e. 154. +The passage begins at Philebus 15d. 161. +Transliteration: synagoge . . . diairesis. Liddell and Scott definition / E-text editor's translation: "." For example, Phaedrus 266b. 162. +Transliteration: Ti poiousa. Pater's translation: "by the doing of what." 163. +Transliteration: choristos. Pater's translation: "separable." The term occurs often in Aristotle's Metaphysics. For example, see Metaphysics 1090a. 165. +Transliteration: genos. Pater's translation: "seed, generation." Liddell and Scott definition: "race, descent." Plato, Phaedrus 247a. 165. +Transliteration: akerato. Pater's translation: "unmixed with sense." Plato, Phaedrus 247a. 166. +Transliteration: ten en to ho estin on ontos epistemen ousan. Pater's translation: "the knowledge which is in that which in very deed is." Plato, Phaedrus 247e. 166. See Plato, Phaedrus 247b ff. 168. +Transliteration: choristos. Pater's translation: "separable." The term occurs often in Aristotle's Metaphysics. For example, see Metaphysics 1090a. 171. +Transliteration: Tou ontos te kai aletheias erastas tous philosophous. Liddell and Scott definition / E-text editor's translation: "Philosophers are lovers of truth and of that which is . . ." Plato, Republic 501d. 171. +Transliteration: erastas. See previous note. 172. +Transliteration: ta erotika. Pater's translation: "the discipline of sensuous love;" more literally, the phrase means "things pertaining to love." For one instance, see Plato, Symposium 177d. 172. +Transliteration: mania. Liddell and Scott definition: "madness, frenzy." See, for example, Plato, Phaedrus 249d. 172. +Transliteration: pterotai. E-text editor's translation: "[he] is furnished with wings." Plato, Phaedrus 249d. 173. +Transliteration: genos. Pater's translation: "seed, generation." Liddell and Scott definition: "race, descent." Plato, Phaedrus 247a. 173. +This passage begins at Phaedrus 249d. _ |